Use our expert how-to guides and webinars to ensure compliance and demonstrate customer-focused outcomes.
Gain exclusive insights from Linda Gibson, Head of Regulatory Change at BNY Mellon on what data needs to be collected to meet UK requirements and how it can be embedded into company culture. Sylvia Yarbough, former Head of Compliance and Cherud Wilkerson, SVP Director of Compliance, will be covering US equivalent regulations.
HSBC’s Former Head of Regulatory Compliance, Krzysztof Tokarski, shares tips on how to analyse data to enhance consumer outcomes and practical strategies on navigating the FCA’s requirements for Phase 2.
Former FCA and PRA Regulatory Consultant and Senior Supervisor, Mete Feridun, shares a ‘how-to-comply guide’, comprising of key steps firms need to take to ensure compliance.
Former Head of Compliance, Sylvia Yarbough, shares pros and cons of the Duty regulation and outlines key differences between a prescriptive vs principles-based approach.
In a recent speech, FCA COO, Emily Shepperd, suggested that the Consumer Duty will instigate a cultural change. What does this mean for firms and how do we define culture?
A global view on customer safety obligations, with a special emphasis on US guidance and the UK’s Consumer Duty. Discover key benefits these laws bring to both consumers and businesses.
Compliance shouldn’t be an afterthought. Here are 6 ways that firms can ensure compliance before the deadline.
Renowned firms in the investing, banking and insurance sectors came together at CUBE’s roundtable event in London. We discussed key challenges faced when implementing the Duty and how to overcome these.
Regulatory change is a constant and costly battle. Find out how much regulatory change management is really costing you using our online calculator.
Try CUBE’s ROI calculator for free today.
The Consumer Duty is more than just a box-ticking exercise. The FCA will continuously monitor how firms are striving for good customer outcomes. CUBE can help your firm stay ahead of the curve with consumer protection regulations.
Become a CUBE customer to redeploy compliance teams to manage higher value tasks such as embedding Consumer Duty values in corporate culture.
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